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Written warning template: what makes it valid

A warning that omits the violation, the penalty, its amount and the penalty on repetition is incomplete. Article 68 of the Regulations lists those items expressly, and this template follows them.

The written warning is the most used disciplinary document and the most often mis-drafted, because what circulates is usually a general note telling the employee they erred, with no violation, no penalty and no occurrence, which is of little use in a labour court.

Article 68 of the Executive Regulations sets out what the worker must be notified of in writing: the penalty imposed, its type, its amount, and the penalty they will face if the violation is repeated. It also sets out how to serve the notice if the worker refuses to receive it, refuses to sign, or is absent.

One question comes first: does the penalty exceed a fine of one day's wage? If it does, it may not be imposed until the worker has been notified in writing of the violation, heard, and their defence examined, by way of a minute filed in their personal file, under Article 64 of the Regulations.

The statutory basis

Article 68 of the Regulations

Notify the worker in writing of the penalty, its type, its amount and the penalty on repetition. If they refuse receipt or signature or are absent, serve by registered mail to the address on file or to the personal email stated in the contract or held by the establishment.

Article 64 of the Regulations

Any penalty exceeding a fine of one day's wage requires prior written notification of the violation, a hearing, and examination of the defence, minuted and filed.

Article 66 of the Regulations

No disciplinary action for a violation discovered more than thirty days earlier if no investigation step was taken.

Article 67 of the Regulations

No penalty may be imposed more than thirty days after the violation is established.

Article 61 of the Regulations

No escalation on repetition if one hundred and eighty days have passed since the worker was notified of the previous penalty.

Article 63 of the Regulations

One penalty per violation; a fine for a single violation may not exceed five days' wage; monthly deductions for fines may not exceed five days' wage.

Article 69 of the Regulations

Each worker has a penalties sheet recording the violation, its date and the penalty, kept in their service file.

Warning text

[Establishment name]
[Qiwa establishment number]  |  [Date]

Notice of disciplinary penalty

Employee: [Full name]
Employee number: [Number]  |  Department: [Department]  |  Title: [Job title]

1. The violation
Description: [Precise description of the incident]
Date: [Date]  |  Time: [Time]
Clause in the approved work regulations: [Clause number]
Occurrence: [First / Second / Third / Fourth] within [counting window]

2. Steps taken before the penalty
The employee was notified in writing of the violation on [date], heard, and their defence examined, per minute number [number] dated [date], filed in their personal file
[Delete this section where the penalty does not exceed a fine of one day's wage]

3. Penalty imposed
Type: [Written warning / fine / suspension without pay / withholding an increment / deferring promotion]
Amount: [Number of days, percentage, or amount in riyals]
Basis in the work regulations: [Clause and grade]

4. Penalty on repetition
If the same violation recurs, the penalty will be: [penalty for the next occurrence per the regulations schedule]

5. Right of grievance
The employee may file a written grievance with [competent department] within thirty days excluding official holidays from the date of notification, and will be informed of the outcome within fifteen days excluding official holidays from filing

Issued by: [Name and title]  |  Date: [Date]
Received by employee: [Signature]  |  Date: [Date]

If the employee refuses receipt or signature, or is absent, this notice is sent to [registered mail at the address on file / the personal email stated in the contract], and service by either carries full legal effect

Text in square brackets marks fields to fill with your own data. The template follows the provisions cited above and does not replace professional advice in a dispute.

How to use it

  1. 1Confirm the violation appears in your establishment's approved work regulations; a penalty with no clause has no basis.
  2. 2Count the occurrence correctly: escalation applies where the violation recurs within one hundred and eighty days of notification of the previous penalty.
  3. 3If the penalty exceeds one day's wage, start with the investigation minute, not with the warning.
  4. 4Watch both limits: thirty days from discovery to open an investigation, thirty days from establishment to impose the penalty.
  5. 5Fill in the repetition clause from your schedule; Article 68 makes it mandatory.
  6. 6Deliver a copy and record receipt; if refused, send by registered mail or the contractual email address.
  7. 7File a copy, record it on the penalties sheet, and record fines in the fines register.

Mistakes that recur

No amount and no repetition clause

Article 68 makes the type, the amount and the repetition penalty mandatory items.

Two penalties for one violation

Article 63 permits only one penalty per violation, so a fine plus suspension for a single incident is a breach.

Exceeding the deduction cap

A fine for one violation may not exceed five days' wage, and monthly fine deductions may not exceed five days' wage.

Acting too late

Thirty days from discovery without an investigation step ends the liability, and thirty days from establishment bars the penalty.

Verbal notification

The text requires writing, and on refusal or absence the two substitute methods are specified.

How the system saves the manual work

The violation generates the notice

Logging a violation in Barez produces the notice with its required items, so no letter is written from scratch.

Occurrence is computed

The system knows the occurrence from the employee record and the counting window, and shows the penalty for it and for repetition.

Delivery is timestamped

Delivery and reading are recorded in the audit trail, which is what an employer needs in a dispute.

Flagged when the cap is passed

When the month's fines exceed five days' wage, payroll flags it so you can spread the excess over later months rather than letting it pass unnoticed.

Sources

This page is explanatory guidance, not legal advice. In a dispute, rely on the official text and consult the Ministry of Human Resources and Social Development or a licensed lawyer.

Frequently asked questions

Is an investigation required before every warning?

Article 64 of the Regulations requires written notification, a hearing and examination of the defence, minuted and filed, for any penalty exceeding a fine of one day's wage. Lesser penalties do not require the minute.

When does a previous warning stop counting?

Escalation is barred once one hundred and eighty days have passed since the worker was notified of the penalty for the previous violation, under Article 61.

What if the employee refuses to accept the warning?

Article 68 covers it: send it by registered mail to the address on file, or to the personal email stated in the contract or held by the establishment, and service by either carries full legal effect.

Can the employee challenge the penalty?

Yes. Article 71 gives a written grievance within thirty days excluding official holidays, an answer within fifteen days, and then recourse to the labour courts.

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